Regulators, the Guardians of Capital Market Indian Capital Markets are regulated & monitored by the Ministry of Finance, the Securities & Exchange Board of India (SEBI), and the Reserve Bank of India (RBI). Ministry of Finance It regulates the Department of Economic Affairs - Capital Markets Division. This division is responsible for formulating the policies related to the orderly growth & development of the securities markets (i.e., shares, debt and derivatives) as well as protecting the interest of investors. Responsibility: Institutional reforms in the securities markets. Building regulatory & market institutions. Strengthening investor protection mechanism. Providing an efficient legislative framework for securities & markets. SEBI (Securities Exchange Board of India) SEBI Act 1992 regulates the functioning of this independent body in governing the Indian stock exchanges. Functions of SEBI: It checks price rigging or price fixing. It prohibits ...
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